| 21-02490 | 11/21/2022 | Claimant(s): Linda Puryear
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Securities
Respondent Lawyers(s): Alexander M. Madrid
Arbitrator(s): Mary E. Woytek
Hearing Site: Charlotte, NC
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| 20-03094 | 12/02/2021 | Claimant(s): Joseph Roop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Dillon
Arbitrator(s): Mary E. Woytek
Hearing Site: Charlotte, NC
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| 20-02252 | 08/26/2021 | Claimant(s): James Womack
Claimant Lawyers(s): Michael E. Ciochina
Respondent(s): Luke McKelvy
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Mary E. Woytek, Bruce Wayne Campbell, Victoria Liccione
Hearing Site: Charlotte, NC
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| 20-00117 | 08/28/2020 | Claimant(s): Phylyp Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
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| 19-01937 | 06/22/2020 | Claimant(s): Suzanne Banzet
Claimant Lawyers(s): D. Stuart Punger
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Mary E. Woytek, Marie Paulette Levine, Stephen Edwin Anderson
Hearing Site: Charlotte, NC
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| 14-01797 | 06/14/2017 | Claimant(s): Fulcrum Advisory Services, Fulcrum Securities
Claimant Lawyers(s): Gregory A. Friedman, Michelle L. Carey
Respondent(s): Brian Bloxom, Donald Megliola, Lindsay Snyder, Meredith Hazen, Michael Kissinger, Cambridge Investment Research., Sunrise Wealth Partners
Respondent Lawyers(s): John P. Connolly, Miles Jarrad Wright, Pat S. Conti, Robert C. Nagle
Arbitrator(s): Mary E. Woytek, Susan A. Mathews, Leslie Trager
Hearing Site: Washington, DC
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| 09-06913 | 07/07/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Walter Twetten
Respondent Lawyers(s): Walter Story Twetten
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
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