FINRA Awards for Paul D. Flack

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-03262	09/04/2024	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Bryan Hicks Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX
23-01838	05/16/2024	Claimant(s): Scott Brantingson, Monocacy Wealth Partners LLC Claimant Lawyers(s): Paul D. Flack Respondent(s): Nicole Sennett, Sennett & Associates Wealth Group Ltd Respondent Lawyers(s): Leigh Ann Buziak Arbitrator(s): Laura A. Kaster, Kurt Birchler, Margaret F Creed Hearing Site: Philadelphia, PA
19-03802	06/26/2020	Claimant(s): Nicholas Erwin Claimant Lawyers(s): Therese L. Surprenant Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX
15-00553	10/07/2016	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Roman Reed, Victor Barrionuevo Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Thomas A. Cipolla, Bertrand C. Moser, Marjorie C. Johnson Hearing Site: Houston, TX