FINRA Awards for Doug Baxley

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00823	12/14/2022	Claimant(s): Anthony Cosey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American General Equity Services Corp., Securities Service Network, Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley, Jennifer R. Cox, Michael S. Cargnel Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN
22-00456	10/06/2022	Claimant(s): Eric Hogarth Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT
21-03097	09/06/2022	Claimant(s): Joel Johnson Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Keely D. Parr Hearing Site: New York, NY
22-00089	07/18/2022	Claimant(s): Heath Grossman Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Robert Titus Hearing Site: Hartford, CT
21-02774	05/03/2022	Claimant(s): Heath Grossman Claimant Lawyers(s): Steven D. Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Thomas M. Madden Hearing Site: Hartford, CT
21-02811	04/29/2022	Claimant(s): Eric Hogarth Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Robert E. Anderson Hearing Site: Hartford, CT