| 18-02776 | 03/28/2019 | Claimant(s): Michael Fish
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): William M. Getzoff
Hearing Site: Indianapolis, IN
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| 13-00885 | 04/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Michael J. Fish, Nancy A. Yonge, Leonard Jeffrey Stecklow
Hearing Site: San Francisco, CA
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| 10-04109 | 03/31/2014 | Claimant(s): Lehman Brothers Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Christopher Clifford
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Gary A. Hooker, Sterling N. Frost, Michael J. Fish
Hearing Site: San Francisco, CA
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| 13-00340 | 09/20/2013 | Claimant(s): Rachael Konz
Claimant Lawyers(s): Kenneth C. Mennemeier
Respondent(s): Marlene Wade
Respondent Lawyers(s): John M. Goralka
Arbitrator(s): Alexander L. Mazour, Linda M. McCoy, Michael J. Fish
Hearing Site: San Francisco, CA
| | Expungement |
| 12-03869 | 02/27/2013 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Justin Dodson, J.P. King Advisors.
Respondent Lawyers(s): Neil Gerstner
Arbitrator(s): Alvin L. Fishman, Michael J. Fish, Gary S. DeWeese
Hearing Site: San Francisco, CA
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| 09-06280 | 03/19/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Julianne L. Peck
Respondent(s): Jolie Bales
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Michelle Judy Brant, William A. Husa, Michael J. Fish
Hearing Site: San Francisco, CA
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| 06-02811 | 11/19/2008 | Claimant(s): Thomas O'Shea
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Merriman Curham Ford & Co.
Respondent Lawyers(s): Matthew G. Ball
Arbitrator(s): Darryl J. Horowitt, Michael J. Fish, Stephen A. Field
Hearing Site: San Francisco, CA
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