Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01643 | 10/30/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Retta A. Miller Respondent(s): Virgil Richmond Respondent Lawyers(s): Virgil D. Richmond Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 19-00094 | 08/19/2019 | Claimant(s): Tina Matthews Claimant Lawyers(s): Tosh Grebenik Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James Noblett Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 17-02725 | 04/12/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jack D. Ballard Respondent(s): Quan Luu Respondent Lawyers(s): Quan The Luu Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 16-03581 | 06/01/2017 | Claimant(s): USCA Securities LLC Claimant Lawyers(s): Therese L. Surprenant Respondent(s): Aaron Geller Respondent Lawyers(s): Aaron Craig Geller Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 14-03770 | 03/30/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Megan A. Smith Respondent(s): David Lavine Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): James A. Parker, Ann Bradford Ligums, G. Dennis Sheehan Hearing Site: Houston, TX | ||
| 08-01287 | 01/22/2010 | Claimant(s): A. Kovacs Claimant Lawyers(s): Brian E. Bro Respondent(s): LPL Financial LLC Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Mark C. Watler, James A. Parker, Matthew Crump Hearing Site: Houston, TX |