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FINRA Awards for A. Kovacs

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0128701/22/2010Claimant(s): A. Kovacs
Claimant Lawyers(s): Brian E. Bro
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): N. Nancy Ghabai
Arbitrator(s): Mark C. Watler, James A. Parker, Matthew Crump
Hearing Site: Houston, TX

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