| 12-02476 | 03/20/2013 | Claimant(s): Gregory Lorenz
Claimant Lawyers(s): Gregory M. Lorenz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | Expungement |
| 11-01138 | 12/12/2012 | Claimant(s): William Mulvey
Claimant Lawyers(s): William James Mulvey
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Helen E. Tuttle
Arbitrator(s): William F. Skewes, Martha Jeanne Wilcoxson, Richard Djokic
Hearing Site: Salt Lake City, UT
| | |
| 11-02984 | 05/01/2012 | Claimant(s): Joshua Bliss, E*Trade Securities LLC
Claimant Lawyers(s): John E. Bersin
Respondent(s): Sheila R. Mitchell Trust, Sherry Raymond Supplemental Needs Trust, Thomas J. Kolb Trust
Respondent Lawyers(s): Thomas J. Kolb
Arbitrator(s): Ronald Edward Hibbing, Suzanne M. Dallimore, P.C., Robert Harrison Schlosser
Hearing Site: Phoenix, AZ
| | Expungement |
| 10-02431 | 02/14/2012 | Claimant(s): Marcus Hernandez
Claimant Lawyers(s): Christopher Coss
Respondent(s): E*Trade Securities LLC, E* Trade Financial Corporation
Respondent Lawyers(s): Michael Banks
Arbitrator(s): Daniel J. McCarthy, Timothy J. Tarpey, Joseph H. Danziger
Hearing Site: Philadelphia, PA
| | |
| 09-01731 | 09/30/2010 | Claimant(s): James Wikert
Claimant Lawyers(s): C. Bruce Willis
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
| | |
| 06-05255 | 03/10/2008 | Claimant(s): Anthony Guarraci, Gregory Jones
Claimant Lawyers(s): Joseph Alan White
Respondent(s): E*Trade Securities LLC, Stephen Ehrlich, E*Trade Brokerage Holdings, E*Trade Financial Corporation, E*Trade Professional Trading, ETP Holdings., Lightspeed Professional Trading
Respondent Lawyers(s): Robert C. Varnell
Arbitrator(s): Joel Steven Arogeti, Frank W. Virgin, Mary O. Pitts
Hearing Site: Atlanta, GA
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