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FINRA Awards for Sheila R. Mitchell Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0298405/01/2012Claimant(s): Joshua Bliss, E*Trade Securities LLC
Claimant Lawyers(s): John E. Bersin
Respondent(s): Sheila R. Mitchell Trust, Sherry Raymond Supplemental Needs Trust, Thomas J. Kolb Trust
Respondent Lawyers(s): Thomas J. Kolb
Arbitrator(s): Ronald Edward Hibbing, Suzanne M. Dallimore, P.C., Robert Harrison Schlosser
Hearing Site: Phoenix, AZ
Expungement

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