Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00811 | 11/09/2020 | Claimant(s): Frank Bain, Mark Bain Claimant Lawyers(s): Matt Wolper Respondent(s): Veravest Investments., Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis, Mark H. Stepakoff Arbitrator(s): David William Hickman Hearing Site: Portland, OR | ||
| 20-00698 | 09/04/2020 | Claimant(s): Armand Atkinson Claimant Lawyers(s): Matt Wolper Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 19-02074 | 03/16/2020 | Claimant(s): Lawrence Eppolito Claimant Lawyers(s): Matt Wolper Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 19-00619 | 01/21/2020 | Claimant(s): Ronald Carson Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 19-00587 | 12/23/2019 | Claimant(s): Brian Armstrong Claimant Lawyers(s): Matt Wolper Respondent(s): First Financial Equity Corporation Respondent Lawyers(s): German A. Salazar Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 19-00453 | 11/21/2019 | Claimant(s): James Caldwell Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Maurice M. Feller Hearing Site: Orlando, FL | ||
| 19-00495 | 11/19/2019 | Claimant(s): Stephen Martin Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC, UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms, Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-00451 | 10/01/2019 | Claimant(s): Russell Nieland Claimant Lawyers(s): Matt Wolper Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Bethmarie Bohn Arbitrator(s): Thomas F. Mahoney Hearing Site: Des Moines, IA | ||
| 19-00452 | 09/26/2019 | Claimant(s): Mark Schlipman Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert J. Scafuri Hearing Site: St. Louis, MO |