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FINRA Awards for John Moran

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0409407/08/2022Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael Rowe
Respondent(s): David Weigel, John Moran
Respondent Lawyers(s): David E. Robbins, Michael Rowe
Arbitrator(s): Jeffrey Alan Helewitz, Josefa Antonia Sicard-Mirabal, Josian Antoine
Hearing Site: New York, NY
19-0315606/10/2020Claimant(s): John Moran
Claimant Lawyers(s): Rachel Mech
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
10-0432006/03/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): John Moran
Respondent Lawyers(s): Brian J. Fruehling
Arbitrator(s): Barry S. Jacobson
Hearing Site: Newark, NJ

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