22-00377 | 06/16/2023 | Claimant(s): James Gualandi Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Edward Jones Respondent Lawyers(s): Roger P. Meyers Arbitrator(s): Philip J. Glick, Jacqueline Stanley Lustig, Elizabeth Horne Hearing Site: Chicago, IL
| | Expungement |
19-03088 | 08/04/2021 | Claimant(s): Brooklight Place Securities. Claimant Lawyers(s): Kristi L. Browne Respondent(s): Charles Brettell, Joanne Woiteshek, Richard Peterbok, Interactive Financial Advisors. Respondent Lawyers(s): James L. Kopecky, Kristi L. Browne Arbitrator(s): Joy Pava Shulruff, Jacqueline Stanley Lustig, Dianne Marie Onichimowski Hearing Site: Chicago, IL
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12-03918 | 06/27/2013 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Allison Ember, Daniel Ember UILUTMA, Michael Ember UILUTMA, G. Howard and Patricia R. Ember JTTEN Respondent Lawyers(s): G. Howard Ember Arbitrator(s): Phillips M. Montross, Michael Howard Rosenbloom, Jacqueline Stanley Lustig Hearing Site: Chicago, IL
| | Expungement |
12-01200 | 02/26/2013 | Claimant(s): Jerold Kopf Claimant Lawyers(s): Jerold Kopf Respondent(s): Benjamin Stevens Respondent Lawyers(s): Benjamin Allen Stevens Arbitrator(s): Jack J. Herman, Jacqueline Stanley Lustig, Joseph John Novak Hearing Site: Chicago, IL
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