| 15-00100 | 10/26/2017 | Claimant(s): James Springer
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Richard S. Zaifert, Patrick D. King, Jack A. Helms
Hearing Site: Tampa, FL
| | |
| 17-00443 | 07/18/2017 | Claimant(s): Steven McTaggart
Claimant Lawyers(s): Brian K. Oblow
Respondent(s): Allen & Company Of Florida.
Respondent Lawyers(s): Michael J. Stanton
Arbitrator(s): Richard S. Zaifert, Patrick D. King, Philip L. Manczak
Hearing Site: Tampa, FL
| | |
| 15-02927 | 07/28/2016 | Claimant(s): Jack Wolff
Claimant Lawyers(s): Joel Wertman
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Patrick D. King, Gayle B. Carlson, Sydney E. Blum
Hearing Site: Tampa, FL
| | |
| 15-02264 | 04/07/2016 | Claimant(s): Jared Cohen
Claimant Lawyers(s): Geddes D. Anderson
Respondent(s): George Stewart, Marianne Stewart
Respondent Lawyers(s): George Stewart, Marianne Stewart
Arbitrator(s): Patrick D. King, Alfred Brunette, Jack A. Helms
Hearing Site: Tampa, FL
| | Expungement |
| 06-00654 | 08/23/2007 | Claimant(s): Steven Heller
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Intersecurities.
Respondent Lawyers(s): Katherine C. Lake
Arbitrator(s): John P. Cullem, Patrick D. King, Gail E. Sasnett-Stauffer
Hearing Site: Tampa, FL
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