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FINRA Awards for Edward J. Harkins

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0180301/07/2015Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Leslie Wolfson
Respondent Lawyers(s): David Sternberg
Arbitrator(s): Herb Schwartz, Gary S. DeWeese, Edward J. Harkins
Hearing Site: San Francisco, CA
10-0411706/25/2012Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Gregory Weiss
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Edward J. Harkins
Hearing Site: San Francisco, CA
08-0020007/23/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Crystal Masset, Steve Russell, Timothy Hartman
Respondent Lawyers(s): Diane C. Fischer, Mark H. Gunderson
Arbitrator(s): Helen Marinak Blohm, Jeffrey M. Allen, Edward J. Harkins
Hearing Site: Reno, NV

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