| 12-00013 | 08/25/2015 | Claimant(s): S & S Farms.
Claimant Lawyers(s): Richard Sacks
Respondent(s): Philip Pizelo, Shanon Ford, Toni Sutherland
Respondent Lawyers(s): David Wakukawa, Philip A. Pizelo, Shanon L. Ford
Arbitrator(s): James N. D'Orso, Thomas D. Reese, Edward J. Harkins
Hearing Site: San Francisco, CA
|  | Expungement |
| 10-04192 | 03/29/2012 | Claimant(s): Annie Zeigon, James Zeigon
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Sara B. Brody
Arbitrator(s): Jeffrey M. Allen, Norman S. Nayfach, Edward J. Harkins
Hearing Site: San Francisco, CA
| | $870,632 |
| 09-03660 | 02/16/2012 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Fuad Mansour, Signator Investors., John Hancock Mutual Life Insurance Com
Respondent Lawyers(s): John C. Holmes, Mark J Hancock, William A. Gottlieb
Arbitrator(s): Ferdinand Schoch, Robert Hilton Keller, Edward J. Harkins
Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
| 09-06198 | 10/04/2010 | Claimant(s): Carol West
Claimant Lawyers(s): Carol West
Respondent(s): Martin Gates, Omni Brokerage., Western America Brokerage LLC
Respondent Lawyers(s): Patrick L. Hinton, Rebecca E. Delany
Arbitrator(s): Jonathan Holman Hathaway, Benjamin Slomoff, Edward J. Harkins
Hearing Site: San Francisco, CA
| | Expungement |
