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FINRA Awards for David Sternberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0180301/07/2015Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Leslie Wolfson
Respondent Lawyers(s): David Sternberg
Arbitrator(s): Herb Schwartz, Gary S. DeWeese, Edward J. Harkins
Hearing Site: San Francisco, CA

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