| 19-00555 | 02/20/2024 | Claimant(s): Janice Kevari
Claimant Lawyers(s): Maryann P Gallagher
Respondent(s): Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller
Hearing Site: San Diego, CA
| | |
| 21-00664 | 01/09/2023 | Claimant(s): Ryan Hyslop
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Chris Osborne, Curtis Peterson, Darren Pfefferman, David Bigler, David Lawrence, Morgan Stanley, Lisa Haygood, Nicholas Westendorf, Rachel Morman
Respondent Lawyers(s): Rachel Morman, Tracy L. Gerber
Arbitrator(s): Martin Jonathan Barrack, Jo-Ann C. Little, Janice L. Sperow
Hearing Site: San Diego, CA
| | |
| 10-03113 | 06/08/2012 | Claimant(s): Oliver Schwarz
Claimant Lawyers(s): Thomas C. Frost
Respondent(s): Citigroup Global Markets., Morgan Stanley, Citigroup Global Markets Holdings.
Respondent Lawyers(s): Scott L. Metzger, Shannon L. McDougald
Arbitrator(s): Barry E. Kersh, Janice L. Sperow, Sally G. Williams
Hearing Site: San Diego, CA
| | |
| 10-05617 | 06/01/2011 | Claimant(s): David Gillaspy
Claimant Lawyers(s): David Gillaspy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Janice L. Sperow
Hearing Site: San Diego, CA
| | Expungement |
| 09-01823 | 02/15/2011 | Claimant(s): Allison Alley, Stephen Hoen
Claimant Lawyers(s): Robert L. Hill
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Mandel E. Himelstein, Janice L. Sperow, Thomas E. Mullen
Hearing Site: San Diego, CA
| | |
| 09-05471 | 10/21/2010 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John Farrell
Respondent(s): Kristian Colvin
Respondent Lawyers(s): Jenny K. Goodman
Arbitrator(s): Lisa M. Roth, Janice L. Sperow, Sally G. Williams
Hearing Site: San Diego, CA
| | |
