| 18-02874 | 06/09/2022 | Claimant(s): Emmanuel DeSousa
Claimant Lawyers(s): Howard E King
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Helen Marinak Blohm, Robert E. Thompson, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
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| 15-00194 | 06/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Doug Hyman
Respondent(s): Lloyd Clunie
Respondent Lawyers(s): Lloyd Neale Clunie
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
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| 12-00605 | 10/11/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Ramin Hashemi
Respondent Lawyers(s): Ramin Hashemi
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
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| 13-00330 | 06/21/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Susan E. Delaney
Respondent(s): Jonathan Muir
Respondent Lawyers(s): Jonathan S Muir
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
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| 09-05697 | 10/26/2011 | Claimant(s): Algrie Bridges
Claimant Lawyers(s): Algrie M. Bridges
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Robert E. Thompson, Laura Effel, Susan B. Gans-Smith
Hearing Site: San Francisco, CA
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| 09-01516 | 07/19/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Ronald Blevins
Respondent Lawyers(s): Ronald Todd Blevins
Arbitrator(s): Robert E. Thompson, Mark R. Topper, James Conrad Riewerts
Hearing Site: San Francisco, CA
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| 10-01060 | 03/02/2011 | Claimant(s): Joe Bazzell
Claimant Lawyers(s): Joe M. Bazzell
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Janene M. Marasciullo
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
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| 10-03575 | 02/25/2011 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Abe Lampart
Respondent(s): Larry Galia
Respondent Lawyers(s): Larry Allen Galia
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
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| 08-00728 | 01/02/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Amon Allahyari
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Alvin L. Fishman, Walter P. Hitchcock, Robert E. Thompson
Hearing Site: San Francisco, CA
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