Potomac Analytics' Logo

FINRA Awards for Lloyd Neale Clunie

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0019406/02/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Doug Hyman
Respondent(s): Lloyd Clunie
Respondent Lawyers(s): Lloyd Neale Clunie
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA

1 Results

Display: