Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01299 | 11/20/2020 | Claimant(s): James Ziniel, Joseph Silich Claimant Lawyers(s): Bruce Lewitas Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Larry Evert Carlson Hearing Site: Chicago, IL | ||
| 19-03165 | 11/09/2020 | Claimant(s): Christopher Prassas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pershing LLC, Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein, Joan Schwartz Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 20-00499 | 11/02/2020 | Claimant(s): Barry Krumwiede Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Booker T. Coleman Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 20-00571 | 10/01/2020 | Claimant(s): Scott Biestek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 20-00746 | 09/29/2020 | Claimant(s): Edward Patzer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-00052 | 09/28/2020 | Claimant(s): Bradley Armstrong Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 20-00731 | 09/09/2020 | Claimant(s): Philip Cole Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NSA Securities Corporation Respondent Lawyers(s): Dirk C. Salberg Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 19-03695 | 07/28/2020 | Claimant(s): Timothy McGrath Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL | ||
| 19-03255 | 07/03/2020 | Claimant(s): John Piemonte Claimant Lawyers(s): Brian Sasan Hormozi Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL |