| 21-02205 | 02/07/2024 | Claimant(s): Andrea McKinley
Claimant Lawyers(s): Eric Spengler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephen Dellinger
Arbitrator(s): Lisa Bass Morris, Daniel F. Piar, Victoria Liccione
Hearing Site: Charlotte, NC
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| 23-02382 | 02/05/2024 | Claimant(s): Alexander Williams, Peter Rukeyser
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
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| 23-00941 | 02/02/2024 | Claimant(s): Jose Crescioni
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-00952 | 02/01/2024 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
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| 23-01193 | 01/30/2024 | Claimant(s): Phillip Weaver
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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| 23-00201 | 01/30/2024 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 23-00967 | 01/23/2024 | Claimant(s): Victor Tomassini
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 23-00239 | 01/23/2024 | Claimant(s): Orlando Perez, Viviana Perez Cordero
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 23-02525 | 01/23/2024 | Claimant(s): Alexander Phillips, Jordan Hayes
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
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| 23-01913 | 01/19/2024 | Claimant(s): Michael Dieschbourg
Claimant Lawyers(s): James P. Galvin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
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