FINRA Awards for Ralph L. Jacobson

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Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00499	06/10/2019	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason E. Murtagh Respondent(s): Robert Graham Respondent Lawyers(s): Robert Richard Graham Arbitrator(s): Ralph L. Jacobson Hearing Site: San Francisco, CA
17-01179	04/02/2018	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Travis Marks Respondent Lawyers(s): Travis M Marks Arbitrator(s): Ralph L. Jacobson Hearing Site: San Francisco, CA
16-03086	03/20/2017	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Timothy N. Will Respondent(s): Patrick Bennett Respondent Lawyers(s): Patrick Glenn Bennett Arbitrator(s): Ralph L. Jacobson Hearing Site: San Francisco, CA
16-00852	03/02/2017	Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): Andrew Spivey Respondent Lawyers(s): Andrew Gary Spivey Arbitrator(s): Dean J. Dietrich, Ralph L. Jacobson, Rahul K. Surana Hearing Site: San Francisco, CA
11-04285	01/16/2015	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John R. Bamford Respondent(s): Michael Doyle Respondent Lawyers(s): Michael Britt Doyle Arbitrator(s): Gary H. Kahn, Terri Coster Boesch, Ralph L. Jacobson Hearing Site: San Francisco, CA
11-03510	09/07/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Paul T. Cahill Respondent(s): Christopher Obenchain Respondent Lawyers(s): Christopher Todd Obenchain Arbitrator(s): Ralph L. Jacobson Hearing Site: San Francisco, CA
09-03809	06/16/2011	Claimant(s): Wachovia Securities Claimant Lawyers(s): Jason Warner Respondent(s): Ciro Cavazos Respondent Lawyers(s): Ciro Gilbert Cavazos Arbitrator(s): Herb Schwartz, Elmo E. Wedderburn, Ralph L. Jacobson Hearing Site: San Francisco, CA