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FINRA Awards for Kimberly C. Lawrence

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0429906/12/2019Claimant(s): Robert Craig
Claimant Lawyers(s): Howard B. Levi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. O'Connor
Arbitrator(s): Robert E. Anderson, Kimberly C. Lawrence, Bertrand Charles Sellier
Hearing Site: New York, NY
08-0483304/10/2012Claimant(s): Jeffrey Concepcion
Claimant Lawyers(s): Daniel M. Connell
Respondent(s): Lincoln Financial Advisors
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, Harvey Michael Rosenberg, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
10-0440001/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Ethan Braid, James Negrelli, Michael Lundon, Paul McCormack
Respondent Lawyers(s): Michael D. Lee, Robert J. Hanna
Arbitrator(s): Benjamin B. Segel, Daniel L. Bonder, Kimberly C. Lawrence
Hearing Site: Cleveland, OH

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