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FINRA Awards for Kimberly C. Lawrence

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0103904/20/2012Claimant(s): Florence Pesce
Claimant Lawyers(s): Florence Pesce
Respondent(s): J.P. Morgan Securities, Banc One Securities Corporation
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Jeffrey M. Bain, Gregory P. Szuter, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
Checkmark Icon$0
09-0381411/19/2010Claimant(s): Joseph Jefferys
Claimant Lawyers(s): Brian P. Biggins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Truman M. Hogan, W. Sean Kelleher, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
Checkmark Icon$27,160

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