| 14-02621 | 11/20/2015 | Claimant(s): Santander Securities Corporation
Claimant Lawyers(s): Jorge I. Peirats
Respondent(s): Lourdes Casellas Castillo, Rafael Gonzalez, Gonzalez & Castillo Conjugal Partnership
Respondent Lawyers(s): Carlos Bobonis Gonzalez, Enrique G. Figueroa Llinas
Arbitrator(s): Steven R. Reininger, Harry Dressler, Luz Cenit Deliz-Cruz
Hearing Site: San Juan, PR
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| 15-01047 | 09/09/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Henry Wasserman
Respondent Lawyers(s): Henry Edward Wasserman
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
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| 13-03554 | 01/05/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Hirsch
Respondent Lawyers(s): Robert M. Hirsch
Arbitrator(s): Steven R. Reininger, Debra A. Jenks, Renaldy Jose Gutierrez
Hearing Site: Boca Raton, FL
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| 13-02548 | 09/02/2014 | Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Daniel Ascani
Respondent Lawyers(s): Daniel Leonard Ascani
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
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| 13-00506 | 06/16/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Stephen Ridgely
Respondent Lawyers(s): Stephen Eldridge Ridgely
Arbitrator(s): Steven R. Reininger, Kimberly A. Gilmour, Sandra J. Bakalus
Hearing Site: Boca Raton, FL
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| 13-00228 | 07/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
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| 12-02796 | 03/28/2013 | Claimant(s): IAA Financial
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Nicolas Libertella
Respondent Lawyers(s): Nicolas Rocco Libertella
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
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| 12-01543 | 09/25/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Saul Montes-Bradley
Respondent Lawyers(s): Saul M. Montes-Bradley
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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| 09-07159 | 09/09/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Robert Thompson
Respondent Lawyers(s): Chris T. Vernon
Arbitrator(s): Steven R. Reininger, John Hughes Verchot, Joel David Cowart
Hearing Site: Tampa, FL
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