FINRA Awards for Loren Scott Buell

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-01542	02/19/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher P. Litterio Respondent(s): John Fairfield Respondent Lawyers(s): Albert G. Ayre Arbitrator(s): Robert S. McConnell, Loren Scott Buell, John H. Fearnow Hearing Site: Phoenix, AZ
13-02816	12/23/2015	Claimant(s): John Cartolano, NetVest Financial Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Howard W. Shannon, Douglas E. McArthur, Loren Scott Buell Hearing Site: Phoenix, AZ
13-00319	03/13/2014	Claimant(s): Douglas Singer Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Teri L. Danish Arbitrator(s): Richard D. Fincher, Loren Scott Buell, Ronald Arthur Kloth Hearing Site: Phoenix, AZ
10-05591	03/14/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Ho Claimant Lawyers(s): Diane C. Fischer Respondent(s): Nicolas Castaneda Respondent Lawyers(s): Alan Baskin Arbitrator(s): Paul C. Bookidis, Paul A. Cash, Loren Scott Buell Hearing Site: Phoenix, AZ