| 17-02284 | 08/30/2019 | Claimant(s): Cynthia Dahlstrom, Dana Proctor, David Dahlstrom, David D. Dahlstrom & Cynthia G.Dahlstrom
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Ed Barkel
Arbitrator(s): I Douglas Dunipace, Loren Scott Buell, Jerome Allan Landau
Hearing Site: Phoenix, AZ
|  | $0 |
| 16-01789 | 06/21/2017 | Claimant(s): Edith Seely, Seely Family Trust dated 07-21-2001
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Wells Fargo Advisors, Joseph Ballantyne
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish, Loren Scott Buell, David S. Eisenberg
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-02532 | 06/07/2017 | Claimant(s): Jacqueline L. Bowers Roth IRA, PBS Living Trust
Claimant Lawyers(s): Darlene Pasieczny
Respondent(s): Aaron Brodt, Janet Ross, Wayne Miiller, Accelerated Capital Group, Ashton Thomas Private Wealth
Respondent Lawyers(s): Brian A. Lebrecht, Mark D. Chester
Arbitrator(s): Deana S. Peck, Loren Scott Buell, Roger A. Geddes
Hearing Site: Phoenix, AZ
| | Expungement |
| 10-02877 | 09/09/2011 | Claimant(s): Augusta Feinstein, Henry Feinstein, Augusta R. Feinstein Rollover IRA, Henry Feinstein Roth IRA Account
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): Richard D. Fincher, Paul D. Butt, Loren Scott Buell
Hearing Site: Phoenix, AZ
| | $146,146 |
| 08-04418 | 03/09/2010 | Claimant(s): Charles Osterman
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Cal G. Gonzales
Arbitrator(s): Lehman W. Williams, Merton E. Marks, Loren Scott Buell
Hearing Site: Phoenix, AZ
| | $309,320 |
