FINRA Awards for John T. Unger

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00501	10/23/2018	Claimant(s): Jeffrey LaBelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services., Next Financial Group. Respondent Lawyers(s): Bradley A. Fishman, John T. Unger Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL
18-00966	10/23/2018	Claimant(s): Andrew Adams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Stuart K. Furman Hearing Site: Jackson, MS
18-01023	07/31/2018	Claimant(s): Rydan Case Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ
17-01803	04/09/2018	Claimant(s): Bryan Kaarlsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Jon D. Kaplon Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
16-03244	09/07/2017	Claimant(s): Craig Ferrantino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group. Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger Arbitrator(s): William G. Binckes Hearing Site: New York, NY
16-03096	08/22/2017	Claimant(s): Stephen Dellelo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities, Next Financial Group. Respondent Lawyers(s): Eunice Jordan, John T. Unger Arbitrator(s): Colette Manoil Hearing Site: Boston, MA