FINRA Awards for VSR Financial Services.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02320	07/02/2019	Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services. Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt Arbitrator(s): Daniel B. MacLeod Hearing Site: Boise, ID
18-00197	02/28/2019	Claimant(s): Linda Cook Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Jonathan B. Gilbert Hearing Site: Des Moines, IA
17-03365	08/31/2018	Claimant(s): William Elson Claimant Lawyers(s): Michael Bessette Respondent(s): VSR Financial Services. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): M. W. Gear Hearing Site: Des Moines, IA
18-00020	08/30/2018	Claimant(s): Marlis Gilbert Claimant Lawyers(s): Michael Bessette Respondent(s): FSC Securities Corporation, VSR Financial Services. Respondent Lawyers(s): Bradley A. Fishman, Christina Vourakis Arbitrator(s): Michael J. Meeusen Hearing Site: Des Moines, IA
11-03359	11/28/2012	Claimant(s): VSR Financial Services. Claimant Lawyers(s): Scott N Sherman Respondent(s): Dave Duley Respondent Lawyers(s): Brian N. Smiley Arbitrator(s): Daniel E. Gulden, Cheryl A. Hooks, John F. O'Neill Hearing Site: Atlanta, GA
06-05422	02/08/2008	Claimant(s): Fiduciary Financial Services Claimant Lawyers(s): John A. Koepke Respondent(s): Mark Warner, The Masters., VSR Financial Services. Respondent Lawyers(s): Jon M. Stanfield, Nathan J. Schwartz Arbitrator(s): Marie A. Moore, Richard A Miller, Anita M. Jean Hearing Site: Dallas, TX