| 17-02892 | 01/29/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Alex Salcedo
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert Rosen, Russell T. Doe, Marc David Wilde
Hearing Site: Los Angeles, CA
| | |
| 10-01701 | 01/16/2015 | Claimant(s): Richard Finelli
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Eaton Vance Distributors.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Carolyn V. Quadt, Richard J. Stall, Russell T. Doe
Hearing Site: Los Angeles, CA
| | |
| 13-03037 | 08/05/2014 | Claimant(s): Jonathan Lewis
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Nicole Lenzi
Respondent Lawyers(s): Nicole Lenzi
Arbitrator(s): Thomas W. Gregory, Russell T. Doe, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-04325 | 03/18/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scotte Carter
Respondent Lawyers(s): Melanie C. Ross
Arbitrator(s): Larry Edmonson, Annette Gres Shepherd, Russell T. Doe
Hearing Site: Los Angeles, CA
| | |
| 08-02768 | 08/11/2009 | Claimant(s): Mark Rossel
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia Tsipras
Arbitrator(s): Joyce L. Hurley, Joseph C. Watson, Russell T. Doe
Hearing Site: Los Angeles, CA
| | |
| 07-02274 | 03/20/2008 | Claimant(s): James Valentine
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): James Lundy, Jeffrey Jones, Karen Brandenburg, Matthew Boutte, Peter Carr, Sharon Boutte, The Kenneth Lynn Boutte Family Trust
Respondent Lawyers(s): D. Elizabeth Wills, James L. Lundy, Jeffrey F. Jones, Karen A. Brandenburg, Peter J. Carr
Arbitrator(s): Richard J. Stall, Kirtley M. Thiesmeyer, Russell T. Doe
Hearing Site: Los Angeles, CA
| | Expungement |
