Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00901 | 11/22/2019 | Claimant(s): Yong Kim Claimant Lawyers(s): Ken Levine Respondent(s): Eul Choi, Kyung Cho, SH Investment & Securities Respondent Lawyers(s): Marc A. Oliver, Robert K. Lu Arbitrator(s): Vincent J. Natoli, Alan M. Rosen, Rosalind Anne Salzman Hearing Site: Los Angeles, CA | ||
| 18-03915 | 08/13/2019 | Claimant(s): Stuart Tsujimoto Claimant Lawyers(s): Nathan Lamb Respondent(s): Cetera Advisor Networks Llc Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Alan M. Rosen Hearing Site: Los Angeles, CA | ||
| 17-01764 | 07/27/2018 | Claimant(s): James Patton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Alan M. Rosen Hearing Site: Los Angeles, CA | ||
| 13-02576 | 08/06/2014 | Claimant(s): Lisa Detanna Claimant Lawyers(s): Scott E. Rahn Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Alan M. Rosen Hearing Site: Los Angeles, CA | ||
| 11-03803 | 08/26/2013 | Claimant(s): Mark Robertson Claimant Lawyers(s): David R. Koch Respondent(s): Equity Services. Respondent Lawyers(s): Ian McKenny Arbitrator(s): Alan M. Rosen, Stephen F. Kempa, Daniel Clay McGuire Hearing Site: Las Vegas, NV |