18-04434 | 08/16/2019 | Claimant(s): Chad Henry Claimant Lawyers(s): Bryan M. Ward Respondent(s): Robert W. Baird & Co. Incorporated, Ameriprise Financial Services., Sigma Financial Corporation Respondent Lawyers(s): Howard M. Klausmeier, Paul Schultz, Randolph F. Pistor Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL
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14-02550 | 03/30/2015 | Claimant(s): Arthur Cooper, David Mcmanus Claimant Lawyers(s): Elaine M. Rice, George L. Guerra Respondent(s): Securities America. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Helen Marinak Blohm, Laurel Littman Gothelf, Cynthia B. Stone Hearing Site: Los Angeles, CA
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12-03509 | 05/03/2013 | Claimant(s): James Nagengast, Kevin Miller Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Thomas J. Pleiss, Verne R. Gray, John R. Loss Hearing Site: Omaha, NE
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12-01305 | 02/07/2013 | Claimant(s): Brett Wilson, Brian Smoot, Clifford Cashman, Darrin Santos, David Gatlin, Dean Evans, Ernest Hathaway, Gary Barker, Greg Coenen, Howard Jeppson, John Plaza, Kevin Korhorn, Lisa Dickholtz, Marty Mitchell, Michael Clark, Michele Young, Robert Greenamyer, Scotty Schoettlin, Stephen Fortner, Steven Fenyves, et al Claimant Lawyers(s): Bryan M. Ward Respondent(s): Securities America. Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Frank D. Connett Hearing Site: Omaha, NE
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10-00102 | 06/08/2012 | Claimant(s): Samual and Mary Hall Claimant Lawyers(s): Peter J. Mougey Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Beverly S. Gordon, Robert J. Morris, Richard R. Logsdon Hearing Site: Tampa, FL
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