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FINRA Awards for Jason E. Murtagh

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Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0049906/10/2019Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Robert Graham
Respondent Lawyers(s): Robert Richard Graham
Arbitrator(s): Ralph L. Jacobson
Hearing Site: San Francisco, CA
14-0229605/24/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Christian Wenger
Respondent Lawyers(s): Christian Sinclair Wenger
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
14-0308006/19/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
14-0335503/20/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA
14-0239111/21/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Robert Altemus
Respondent Lawyers(s): Robert Joseph Altemus
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
12-0210206/04/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Steven Farris
Respondent Lawyers(s): Steven E. Farris
Arbitrator(s): Anthony J. Soukenik, R. Phillip Reed, Jennifer McGillivary
Hearing Site: St. Louis, MO
12-0415005/20/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Myron Barker
Respondent Lawyers(s): Pamela K. Ginsburg
Arbitrator(s): Bill Swinford
Hearing Site: Cincinnati, OH
11-0025305/29/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Christopher Coulter
Respondent Lawyers(s): Jonathan C. Andresen
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
10-0420709/16/2011Claimant(s): Harry Canavesi
Claimant Lawyers(s): Foster S. Goldman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Jeffrey M. Bain, Douglas M. Branson, Wrally John Dutkiewicz
Hearing Site: Pittsburgh, PA
11-0171109/01/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Kevin Blackburn
Respondent Lawyers(s): Kevin Ross Blackburn
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY

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