FINRA Awards for Frances Johnson Wright

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Displaying 31-36 out of 36 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-04388	07/16/2019	Claimant(s): Bill Carter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX
18-01799	01/15/2019	Claimant(s): Jay Higgenbotham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Frances Johnson Wright Hearing Site: Birmingham, AL
16-02666	05/03/2017	Claimant(s): Joseph Piellucci Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc. Respondent Lawyers(s): Jonathan C. Schwartz, Michael Naccarato Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX
14-00381	08/04/2016	Claimant(s): Joel Marius Claimant Lawyers(s): W. D. Masterson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX
11-04158	06/22/2012	Claimant(s): Keith Adams Claimant Lawyers(s): Jeffrey David Miller Respondent(s): Robert Stout, The Street. Respondent Lawyers(s): R.W. Stout, Robert Wesley Stout Arbitrator(s): Patricia J. Branco, Philip I. McConnell, Frances Johnson Wright Hearing Site: Dallas, TX
09-02624	02/04/2011	Claimant(s): Edward Jones Claimant Lawyers(s): Michael J. Whellan Respondent(s): Preston Rosamond, Summit Brokerage Services Respondent Lawyers(s): Bogdan Rentea Arbitrator(s): Edwin J. Tomko, Frances Johnson Wright, Jill M. Zacha Hearing Site: Dallas, TX