FINRA Awards for John Edward Bersin

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-03113	09/14/2009	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Jason Roberts Respondent Lawyers(s): Jason J. Roberts Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley Hearing Site: San Francisco, CA
07-01890	09/02/2009	Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Minervini Respondent Lawyers(s): Roger Hennagin Arbitrator(s): Robert E.L. Bonaparte, James John Jurinski, John Edward Bersin Hearing Site: Portland, OR
08-00403	03/20/2009	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): D. Daxton White Respondent(s): Jon Armstrong Respondent Lawyers(s): Jon D. Armstrong Arbitrator(s): Douglas E. DeTata, Paul M. Foster, John Edward Bersin Hearing Site: San Francisco, CA
07-02552	04/21/2008	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Gregory B. Simon Respondent(s): Andrea Bulow Respondent Lawyers(s): Andrea X. Xuefen Arbitrator(s): Douglas E. DeTata, Marlyn G. McClaskey, John Edward Bersin Hearing Site: San Francisco, CA