FINRA Awards for James Stanley Kozera

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02480	08/11/2021	Claimant(s): Frederick Williams Claimant Lawyers(s): Daniel Scott Furst Respondent(s): Richard Giles, GFI Securities LLC Respondent Lawyers(s): Nirav S. Shah Arbitrator(s): Andrew Joseph Donovan, Mitchell Regenbogen, James Stanley Kozera Hearing Site: New York, NY
16-03597	01/24/2018	Claimant(s): Industrial And Commercial Bank Of China Claimant Lawyers(s): Steven Eckhaus Respondent(s): Harold Hughes, Ignatius Desimone, James DeAlto, Peter Volino, Richard Misiano, Robert Akeson, Mirae Asset Securities (Usa) Inc. Respondent Lawyers(s): Benjamin S. Kaminetzky Arbitrator(s): Leslie Ruth Nydick, James Stanley Kozera, Peter E. Gillespie Hearing Site: New York, NY
15-00729	11/03/2016	Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): David G. Russell Respondent(s): Carlos Molina, Jorge Carreras Respondent Lawyers(s): Matthew Behncke Arbitrator(s): Anna M. Fanelli, Charles R. Morrison, James Stanley Kozera Hearing Site: New York, NY