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FINRA Awards for Steven Eckhaus

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0359701/24/2018Claimant(s): Industrial And Commercial Bank Of China
Claimant Lawyers(s): Steven Eckhaus
Respondent(s): Harold Hughes, Ignatius Desimone, James DeAlto, Peter Volino, Richard Misiano, Robert Akeson, Mirae Asset Securities (Usa) Inc.
Respondent Lawyers(s): Benjamin S. Kaminetzky
Arbitrator(s): Leslie Ruth Nydick, James Stanley Kozera, Peter E. Gillespie
Hearing Site: New York, NY

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