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FINRA Awards for Atlanta, GA

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Displaying 151-160 out of 237 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0157312/11/2013Claimant(s): Robert Maranghi
Claimant Lawyers(s): Robert J. Maranghi
Respondent(s): Debbie Montgomery
Respondent Lawyers(s): Debbie L. Montgomery
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
13-0217212/05/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Mark McNew
Respondent Lawyers(s): Mark McNew
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
13-0060510/23/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Michael Blanchar
Respondent Lawyers(s): Sanford J. Gerber
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
12-0383809/30/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): R. Rhett Owens
Respondent(s): Edward Hamilton
Respondent Lawyers(s): Edward Eugene Hamilton
Arbitrator(s): R. Van Young
Hearing Site: Atlanta, GA
12-0423009/19/2013Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Sean Kelly
Respondent Lawyers(s): Sean J. Kelly
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
12-0144108/30/2013Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
12-0188808/30/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andre deLaunay
Respondent(s): Kevin Myers
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
12-0184408/05/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Chamblee
Respondent Lawyers(s): John David Chamblee
Arbitrator(s): Robert A. Dean
Hearing Site: Atlanta, GA
08-0334507/10/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Paul Marshall
Respondent Lawyers(s): Glenn D. Delk
Arbitrator(s): Joel Steven Arogeti, Perry Lee Taylor, Harvey R. Linder
Hearing Site: Atlanta, GA
12-0378606/27/2013Claimant(s): Francis Traynor
Claimant Lawyers(s): Matthew J. Gilligan
Respondent(s): Schaedle Worthington Hyde Properties
Respondent Lawyers(s): Pratt H. Davis
Arbitrator(s): R. Van Young
Hearing Site: Atlanta, GA
Expungement

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