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FINRA Awards for American Portfolios Financial Services,

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0434908/14/2019Claimant(s): Anthony DeGregorio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
18-0432108/13/2019Claimant(s): Eric Veve
Claimant Lawyers(s): Michael Bessette
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
18-0295803/15/2019Claimant(s): Chi-Hong Chu
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
18-0253802/08/2019Claimant(s): George Elkin
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
18-0278601/09/2019Claimant(s): David Rey
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
18-0183411/30/2018Claimant(s): Michael Clark
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
15-0135711/11/2015Claimant(s): Dustin Leach
Claimant Lawyers(s): Nathaniel R. Wolf
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): D. Michael Kratchman, Patrick R. Sughroue, Richard Edward Rassel
Hearing Site: Detroit, MI

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