| 16-03073 | 08/24/2017 | Claimant(s): Kum Kang
Claimant Lawyers(s): Kum Hee Kang
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Janell M. Ahnert
Arbitrator(s): James G. Killough, Robert H. Putnam, Leslie D. Mercier
Hearing Site: Atlanta, GA
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| 14-03138 | 05/17/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): John Cote, Nicholas Macnab
Respondent Lawyers(s): Andrew Froman, Jeffrey M. Barnes
Arbitrator(s): James G. Killough, Robert N. Leitch, Peggy Lewis Kennedy
Hearing Site: Atlanta, GA
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| 11-03138 | 02/06/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Passalacqua
Respondent Lawyers(s): Frank A. Lightmas
Arbitrator(s): James G. Killough, Robert G. Brunton, Robert A. Dean
Hearing Site: Atlanta, GA
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| 11-02550 | 10/24/2012 | Claimant(s): Cherry Westbrook, Jonathon Edens
Claimant Lawyers(s): Edmund J. Novotny
Respondent(s): State Farm Mutual Auto Insurance Company
Respondent Lawyers(s): James J. Oh
Arbitrator(s): James G. Killough, Mollie Wagner Neal, Julieta L Smith
Hearing Site: Atlanta, GA
| | |
| 07-00015 | 12/18/2007 | Claimant(s): SunTrust Banks., Suntrust Capital Markets., Suntrust Investment Services.
Claimant Lawyers(s): Nathan L. Garroway
Respondent(s): Gary Brochin
Respondent Lawyers(s): Jason W. Graham
Arbitrator(s): James G. Killough, Irving M. Shlesinger, Bernard Leroy Lynch
Hearing Site: Atlanta, GA
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