| 09-00257 | 02/11/2011 | Claimant(s): Pasquale Didonato, D -Trade., D Trade, L.P., DSX., Solaris Alternative Capital Fund II, L.P, Solaris Alternative Capital Fund, Solaris Alternative Capital Partners, Solaris Asset Management Group LLC, Solaris Capital Market, Solaris Liquidation, L.L.C.
Claimant Lawyers(s): Aaron Krauss
Respondent(s): Est. of Ralph P. DiDonato by Margaret Ad
Respondent Lawyers(s): Eric C. Milby
Arbitrator(s): John James McGovern, Ethan L. Lewis, Catherine S. Kopley
Hearing Site: Philadelphia, PA
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| 08-01194 | 07/01/2010 | Claimant(s): Trident Partners Ltd
Claimant Lawyers(s): Eugene L. Small
Respondent(s): Brian Schantz, Edward Flynn, Francine Lanaia, Timothy Flynn, Alexander Capital, L.P.
Respondent Lawyers(s): Carl Lanzisera, Eugene L. Small, Francine A. Lanaia
Arbitrator(s): Sandra J. Mullings, Anthony J. Raimondi, Richard C. Bell
Hearing Site: New York, NY
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| 09-02760 | 03/11/2010 | Claimant(s): Further Lane Securities, L.P.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Evan Schwartzberg, Odeon Capital Group LLC
Respondent Lawyers(s): Alan Friedman
Arbitrator(s): Earl S. Schwarz, Edward S. Bradley, Linda S. Cole
Hearing Site: New York, NY
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| 07-03139 | 03/02/2010 | Claimant(s): Kenneth Lipper, Lipper & Company., Lipper & Company, L.P., Lipper Partners
Claimant Lawyers(s): Catherine M. Foti
Respondent(s): Lipper Convertibles, L.P. (Richard Willi, Lipper Fixed Income Fund, L.P. by Richar
Respondent Lawyers(s): Ronald D. Shindler, Thomas A. Dubbs
Arbitrator(s): Andrew D. Hudders, Robert Pincus, Alice J. P. Lee-Getman
Hearing Site: New York, NY
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| 06-05265 | 02/27/2009 | Claimant(s): William Gomez
Claimant Lawyers(s): William J. Clements
Respondent(s): William Fretz, The Keystone Equities Group, L.P.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Cornelius C. Clancy, Edward Blumstein, Ronald J. Bolognese
Hearing Site: Philadelphia, PA
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| 08-01249 | 12/31/2008 | Claimant(s): Brendan Cooney
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Andrew M. Kofsky
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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