Potomac Analytics' Logo

FINRA Awards for Elizabeth Gilbert

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0319007/03/2019Claimant(s): Sanjay Rajwani
Claimant Lawyers(s): Neal Brickman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Elizabeth Gilbert, Leslie Ruth Nydick, Michael Davies
Hearing Site: New York, NY
18-0154809/19/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Christopher Callagy
Respondent Lawyers(s): Christopher Rice Callagy
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
17-0307804/17/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Montaldo
Respondent Lawyers(s): Richard Frank Montaldo
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
17-0152112/15/2017Claimant(s): Grigoriy Muladzhanov
Claimant Lawyers(s): Grigoriy Muladzhanov
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
15-0210010/20/2017Claimant(s): Folashade Ojediran
Claimant Lawyers(s): Folashade Ojediran
Respondent(s): Edward Rivadeneira, TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Elizabeth Gilbert, Howard J. Stiefel, Louis P. Wagman
Hearing Site: New York, NY
16-0085801/19/2017Claimant(s): Michael Banjany
Claimant Lawyers(s): Michael Banjany
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Joan L. Rosenstock
Arbitrator(s): Elizabeth Gilbert, Barbara Bordeman Kearney, Sheryl E. Elias
Hearing Site: New York, NY
14-0147604/25/2016Claimant(s): Ilan Preis
Claimant Lawyers(s): Ilan Preis
Respondent(s): Avi Jankelovits, Blair Nelson, Christopher Alexis, Citigroup Global Markets., Robert Papaleo
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Kenneth L. Stewart, Elizabeth Gilbert, Michael S. Perinelli
Hearing Site: New York, NY
14-0148710/08/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
13-0119612/16/2013Claimant(s): Joseph Vencil
Claimant Lawyers(s): Joseph William Vencil
Respondent(s): Lampert Capital Markets Inc.
Respondent Lawyers(s): Harry W. Lipman
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
10-0535412/15/2011Claimant(s): Michael Subrizi
Claimant Lawyers(s): Michael Subrizi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Alun W. Griffiths
Arbitrator(s): Elizabeth Gilbert, Ellyn S. Roth, Alan Gradzki
Hearing Site: New York, NY

21 Results

Display: