| 08-04560 | 02/18/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kevin Trizila
Respondent Lawyers(s): Kevin M. Trizila
Arbitrator(s): William E. Barker, Todd R. Gough, Karen J. Zvonecek
Hearing Site: Dallas, TX
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| 08-03706 | 02/11/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory Simon
Respondent(s): Christopher Bunker
Respondent Lawyers(s): Christopher W. Bunker
Arbitrator(s): Donald E. Berryman, William R. Rafti, Carol Jeanne Medof
Hearing Site: Las Vegas, NV
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| 09-03806 | 02/11/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Smith
Respondent(s): Richard Walker
Respondent Lawyers(s): Richard Cameron Walker
Arbitrator(s): Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 09-00251 | 01/22/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Chad Caros
Respondent Lawyers(s): Chad Caros
Arbitrator(s): Daniel C. Kriser, Daniel Baruch Lidawer, Joseph D. Savino
Hearing Site: Chicago, IL
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| 08-04065 | 01/13/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Steven Newman
Respondent Lawyers(s): Steven Arthur Newman
Arbitrator(s): Edith M. Novack, Simone A. Muscarnera, Jeffrey H. Rosenthal
Hearing Site: Newark, NJ
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| 09-01781 | 12/31/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Jeffrey S. Hood
Respondent(s): Charles Ray
Respondent Lawyers(s): Charles Ray
Arbitrator(s): Kenneth I. Rosenblum
Hearing Site: Los Angeles, CA
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| 06-05002 | 12/30/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Smith
Respondent(s): Jeffrey Myers
Respondent Lawyers(s): Jeffrey Myers
Arbitrator(s): M. Eileen Dorsey, Sandra D. Deters, Matthew R. Salamon
Hearing Site: St. Louis, MO
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| 09-02038 | 12/22/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kevin Carroll
Respondent Lawyers(s): Brian D. Rich
Arbitrator(s): Jack B. Golden
Hearing Site: Hartford, CT
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| 08-03834 | 12/10/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Bradley Stipp
Respondent Lawyers(s): Fred B. Monroe
Arbitrator(s): Charles Glass Smith, Barry M. Cheren, Kenneth B. Orenbach
Hearing Site: Charlotte, NC
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| 09-03029 | 12/09/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Morrow
Respondent Lawyers(s): Joseph H. Morrow
Arbitrator(s): Paul K. Barenholtz
Hearing Site: New York, NY
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