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FINRA Awards for Charles Ray

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0178112/31/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Jeffrey S. Hood
Respondent(s): Charles Ray
Respondent Lawyers(s): Charles Ray
Arbitrator(s): Kenneth I. Rosenblum
Hearing Site: Los Angeles, CA

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