FINRA Awards for Roberta Haft

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01354	02/16/2023	Claimant(s): Sean Caston Claimant Lawyers(s): Tosh Grebenik Respondent(s): American Trust Investment Services. Respondent Lawyers(s): Andrew S. May Arbitrator(s): Roberta Haft, Ronald L. Cameron, Robert Rosen Hearing Site: Los Angeles, CA
19-01231	12/01/2021	Claimant(s): Mamdoh Abas Claimant Lawyers(s): Darren Veracruz Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Chad Weaver Arbitrator(s): Roberta Haft, Michael Harrison, Nicholes W. Ghnouly Hearing Site: Los Angeles, CA
15-02684	03/30/2017	Claimant(s): Adina Pruitt Claimant Lawyers(s): Erin E. Hanson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Roberta Haft, Elliott David Finkel, Robert E. Jenks Hearing Site: Los Angeles, CA
11-01071	12/19/2011	Claimant(s): Cantella & Co.. Claimant Lawyers(s): Jay Lanstein Respondent(s): Arthur Gerome Respondent Lawyers(s): Arthur A. Gerome Arbitrator(s): Roberta Haft, Montgomery G. Griffin, Marie Ann Stein Hearing Site: Los Angeles, CA
09-02749	03/12/2010	Claimant(s): Michael Banayan Claimant Lawyers(s): Leonard Steiner Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timm A. VerDuin Arbitrator(s): Roberta Haft, Elizabeth A. Copley, Barton J. Brewer Hearing Site: Los Angeles, CA