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FINRA Awards for Morgan Stanley

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Displaying 781-784 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0695208/12/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Steven Luna
Respondent Lawyers(s): Steven Luna
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
09-0608607/15/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Felix Deacon
Respondent Lawyers(s): Felix E. Deacon
Arbitrator(s): Thomas W. Steed
Hearing Site: Richmond, VA
09-0579206/21/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Frank Yeilding
Respondent Lawyers(s): Frank A. Yeilding
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
09-0506205/26/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Kirk Barrett
Respondent Lawyers(s): Kirk Christopher Barrett
Arbitrator(s): Stephen Z. Frank
Hearing Site: Boston, MA

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