| 12-00056 | 02/05/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Jeffrey Wylde
Respondent Lawyers(s): Jeffrey Russell Wylde
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
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| 12-03111 | 01/31/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Eric Lenze
Respondent Lawyers(s): Eric T. Lenze
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA
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| 12-00111 | 01/29/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
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| 12-02656 | 01/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tara M. Jacobson
Respondent(s): Thomas Gillons
Respondent Lawyers(s): Thomas Dominick Gillons
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
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| 12-02716 | 01/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Robert Thompson
Respondent Lawyers(s): Robert Sidney Thompson
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
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| 12-02809 | 01/18/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 11-01723 | 01/17/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Charles Goodman
Respondent Lawyers(s): Mark L. Ish
Arbitrator(s): Jonathan H. Larson, Charles E. Riggs, J. Robert Brown
Hearing Site: Albuquerque, NM
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| 11-03606 | 01/17/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Brian R. Mills
Respondent(s): John Hackbarth
Respondent Lawyers(s): John Melton Hackbarth
Arbitrator(s): C. Sumpter Logan
Hearing Site: Birmingham, AL
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| 12-00816 | 01/16/2013 | Claimant(s): Ziad Yaghnam
Claimant Lawyers(s): Ziad Yaghnam
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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| 11-03106 | 01/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Sean F. Monahan
Hearing Site: Newark, NJ
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