10-05092 | 02/26/2014 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Scott Burns Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Howard A. Emirhanian, Martin J. Kotowski, David Nielsen Hearing Site: Los Angeles, CA
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12-03807 | 02/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeff Lesniewicz Respondent Lawyers(s): Brian H. Sanchez Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL
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13-02471 | 02/06/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Melissa A. Bevilacqua Respondent(s): Cynthia Parker Respondent Lawyers(s): Cynthia Lynne Parker Arbitrator(s): Daniel J. McCarthy Hearing Site: Philadelphia, PA
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13-00828 | 01/30/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Patrick McFadden Respondent Lawyers(s): Patrick McFadden Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA
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12-03324 | 01/07/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA
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13-01338 | 01/06/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Douglas Hyman Respondent(s): Scott Trueman Respondent Lawyers(s): Scott Anthony Trueman Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA
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12-03180 | 12/30/2013 | Claimant(s): Vincent Romano Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Morgan Stanley Respondent Lawyers(s): Thomas F. Hurka Arbitrator(s): Michael S. Matek, Michael I. White, Loren H. Newman Hearing Site: Chicago, IL
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11-04088 | 12/17/2013 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Morgan Stanley, Todd Thrasher Respondent Lawyers(s): S. Francis Baldwin, Sal Hernandez Arbitrator(s): Thomas J. Ray, Phillip L. Wisely, Robert W. Dempsey Hearing Site: St. Louis, MO
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12-04144 | 12/13/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Patrick Londrigan Respondent Lawyers(s): Thomas F. Londrigan Arbitrator(s): Tim V. Young, Brian T. Carter, Donald W. Moriarty Hearing Site: St. Louis, MO
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10-01969 | 12/09/2013 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg Respondent(s): Robert Giusti Respondent Lawyers(s): Robert Giusti Arbitrator(s): Joseph J. Arata, Paul Kanischak, Keely D. Parr Hearing Site: New York, NY
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