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FINRA Awards for Morgan Stanley

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Displaying 391-400 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0396101/25/2016Claimant(s): Joshua Maddux
Claimant Lawyers(s): Joshua Aaron Maddux
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kitoh Grey
Arbitrator(s):
Hearing Site: Minneapolis, MN
15-0023301/22/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): John Gannon
Respondent Lawyers(s): John F. Gannon
Arbitrator(s): Lester Friedman
Hearing Site: San Francisco, CA
15-0079801/21/2016Claimant(s): James Kenny
Claimant Lawyers(s): James Kenny
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Philip J. Campisi
Arbitrator(s): Robert M. Goldstein
Hearing Site: New York, NY
15-0128301/19/2016Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehfeld
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
15-0128401/19/2016Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa Muehlfeld
Arbitrator(s):
Hearing Site: Los Angeles, CA
15-0128501/19/2016Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s):
Hearing Site: Los Angeles, CA
13-0169701/15/2016Claimant(s): Jean Marie Hart, Michael Hearn, Genesse Capital Advisors
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David S. Billet, Patrick M. Markey, Peter A.P. Dunlop
Hearing Site: Syracuse, NY
13-0305901/15/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Michael Hearn
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s):
Hearing Site: Syracuse, NY
14-0222101/13/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jose Rojas
Respondent(s): Daniel Curkan
Respondent Lawyers(s): Daniel H. Curkan
Arbitrator(s): William S. Glickfield, Donald K. Runkle, Whilden Sessions Parker
Hearing Site: Tampa, FL
14-0271501/05/2016Claimant(s): Morgan Stanley, Morgan Stanley Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Otto Walter
Respondent Lawyers(s): W. Andrew Clayton
Arbitrator(s): Mimi B. Osiason, Jack A. Helms, Steven Zerbarini
Hearing Site: Tampa, FL

784 Results

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