07-01028 | 12/31/2007 | Claimant(s): Morgan Stanley DW Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Richard Paganelli Respondent Lawyers(s): Richard J. Paganelli Arbitrator(s): Peter Schneider, Catherine R. McClellan, Kenneth I. Daniels Hearing Site: Atlanta, GA
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07-00224 | 12/18/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Christopher Frazier Respondent Lawyers(s): Christopher E. Frazier Arbitrator(s): Susan M. Huffman, Jerome C. Zackroff, George H. Reeves Hearing Site: Denver, CO
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06-04125 | 11/27/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Mercadante Respondent Lawyers(s): Michael Mercadante Arbitrator(s): James J. Brearton, Roland M. Cavalier, Ruth A. Ihne Hearing Site: Albany, NY
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06-03345 | 11/20/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Winemiller Respondent Lawyers(s): Paul Forrest Craig Arbitrator(s): Richard L. Oates, David George McCabe, Scott E. Ferguson Hearing Site: Memphis, TN
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06-03137 | 11/14/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Andrew Bryan Respondent Lawyers(s): Andrew T. Bryan Arbitrator(s): William J. Travis, John N. Reidy, R. Phillip Reed Hearing Site: St. Louis, MO
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06-03396 | 11/01/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Carlisle Kelson Respondent Lawyers(s): John C. Hamilton Arbitrator(s): G. Donald Steel, Michael F. Fetsch, Tim V. Young Hearing Site: Indianapolis, IN
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07-00240 | 10/31/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Lawrence Scoloveno Respondent Lawyers(s): Lawrence D. Scoloveno Arbitrator(s): Sandralin J. Kiss, Virginia Kali Sourlis, Stanley M. Lenkowicz Hearing Site: Newark, NJ
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06-04911 | 10/30/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Demuynck Respondent Lawyers(s): James Valere Demuynck Arbitrator(s): AnnDrea M. Benson Hearing Site: Buffalo, NY
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06-05125 | 10/23/2007 | Claimant(s): Morgan Stanley DW Inc., Morgan Stanley Funding Services Corp. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Daniel Silverberg Respondent Lawyers(s): Scott F. Griffith Arbitrator(s): Andrew W. Davitt, Peter D. Shelp, Jay F. Frascella Hearing Site: Philadelphia, PA
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07-00941 | 10/19/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Liu Respondent Lawyers(s): John Young Liu Arbitrator(s): Mary Ann Tunick Hearing Site: Houston, TX
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