FINRA Awards for Pruco Securities.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 41-45 out of 45 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02619	01/31/2011	Claimant(s): Mark Liebowitz Claimant Lawyers(s): Stephen R. Bosin Respondent(s): Pruco Securities. Respondent Lawyers(s): Alychia Lynn Buchan Arbitrator(s): Gilbert F. Bach, Sam Antar, Edwin H. Bennett Hearing Site: New York, NY
09-05528	04/19/2010	Claimant(s): Gary Hicks Claimant Lawyers(s): Gary D. Hicks Respondent(s): Pruco Securities., The Prudential Insurance Company of Amer Respondent Lawyers(s): Jeffrey J. Kmoch Arbitrator(s): Donald W. McKenzie Hearing Site: Indianapolis, IN
09-03739	12/03/2009	Claimant(s): John Koehler Claimant Lawyers(s): John Thomas Koehler Respondent(s): Pruco Securities. Respondent Lawyers(s): Sari M. Alamuddin Arbitrator(s): James P. McCrocklin Hearing Site: Indianapolis, IN
08-00454	07/16/2009	Claimant(s): Jina Jeong Claimant Lawyers(s): Jina Jeong Respondent(s): Jung Park, Pruco Securities., Prudential Financial Respondent Lawyers(s): Jason S. Mills Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
06-05117	11/05/2007	Claimant(s): Jack Shirley Claimant Lawyers(s): Stephen Fisher Respondent(s): Pruco Securities. Respondent Lawyers(s): Thomas E. Reddin Arbitrator(s): J. Maxwell Williams, Paul Michael Secunda Hearing Site: Little Rock, AR